Hedge Fund Regulation
Book Details
Author(s)Scott Lederman
PublisherPractising Law Institute (PLI)
ISBN / ASIN1402419007
ISBN-139781402419003
AvailabilityUsually ships in 24 hours
Sales Rank1,890,750
MarketplaceUnited States 🇺🇸
Description
With scores of enforcement actions over the past six years involving hedge funds, high-profile insider trader cases implicating hedge
fund managers, the sweeping provisions of the new Dodd-Frank Act, and the resulting proposed SEC and CFTC rules that affect
hedge funds, the legal and compliance pressures on the industry have hit an all-time high.
The new second edition of Hedge Fund Regulation helps you steer a safe course through the turbulence. Clearly explaining the
current federal and state standards governing the organization, launch, and operation of hedge funds, this much-needed guide helps
to ensure that you properly • Structure hedge funds, including fund complexes that combine domestic and offshore fund structures
• Register, disclose, and retain information, including electronic recordkeeping • Solicit and advertise to potential investors,
including meeting the strict standards of Regulations D and S • Use the Internet for capital-raising, with the support of official SEC
guidance • Pursue investment opportunities in other financial markets, such as employing futures when implementing hedge fund
strategies
Providing crucial insight into proven compliance policies and procedures that help you prevent and detect internal wrongdoing, as
well as statutory safe harbors that lessen your load, Hedge Fund Regulation, Second Edition is must reading for you and every
market participant — now more than ever.
fund managers, the sweeping provisions of the new Dodd-Frank Act, and the resulting proposed SEC and CFTC rules that affect
hedge funds, the legal and compliance pressures on the industry have hit an all-time high.
The new second edition of Hedge Fund Regulation helps you steer a safe course through the turbulence. Clearly explaining the
current federal and state standards governing the organization, launch, and operation of hedge funds, this much-needed guide helps
to ensure that you properly • Structure hedge funds, including fund complexes that combine domestic and offshore fund structures
• Register, disclose, and retain information, including electronic recordkeeping • Solicit and advertise to potential investors,
including meeting the strict standards of Regulations D and S • Use the Internet for capital-raising, with the support of official SEC
guidance • Pursue investment opportunities in other financial markets, such as employing futures when implementing hedge fund
strategies
Providing crucial insight into proven compliance policies and procedures that help you prevent and detect internal wrongdoing, as
well as statutory safe harbors that lessen your load, Hedge Fund Regulation, Second Edition is must reading for you and every
market participant — now more than ever.
