Series 7 Exam Secrets Study Guide: Series 7 Test Review for the General Securities Representative Exam

***Includes Practice Test Questions***

Get the test prep help you need to be successful on the Series 7 test.

The Series 7 Exam is extremely challenging and thorough test preparation is essential for success. Series 7 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 7 Exam.

Not only does it provide a comprehensive guide to the Series 7 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer.

Series 7 Exam Secrets Study Guide includes:

• A detailed overview of the series 7 exam
• A breakdown of regulatory requirements
• An examination of opening and maintaining customer accounts
• A guide to private placements
• An extensive review of the secondary market
• An in-depth look at the market analysis
• A breakdown of equity securities
• An analysis of individual retirement account
• Comprehensive practice questions with detailed answer explanations

It's filled with the critical information you'll need in order to do well on the test the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for the exam.

The Regulatory Requirements section covers:

• SROs
• Registrations and requirements

The Opening and Maintaining Customer Accounts section covers:

• Requirements and approvals for opening new accounts
• Different types of account registration and authorizations
• Maintenance of customer account records
• Closing an account
• Transfers

The Private Placements section covers:

• Rule 144
• Regulation offerings

The Secondary Market section covers:

• broker and dealer
• Market makers

The Market analysis section covers:

• Market sentiment and market momentum
• Short interest
• The bond buyer and munifacts

The Equity Securities section covers:

• Stocks
• stockholders
• Stocks' cost basis

The Individual Retirement Accounts section covers:

• IRAs
• Transfers and rollovers
• Retirement plans

These sections are full of specific and detailed information that will be key to passing the Series 7 Exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.

Any test prep guide is only as good as its practice questions and answers, and that's another area where our guide stands out. Our test designers have provided scores of test questions that will prepare you for what to expect on the actual Series 7 Exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear.

We've helped thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for our test preparation guides, and our Series 7 Exam Secrets Study Guide is no exception. It's an excellent investment in your future.