Series 7 Practice Exams

This book will help investment professionals pass the Series 7 General Securities Representative Qualification Examination. It contains fourteen 125-question practice exams with a total of 1,750 questions. The sample questions are the type that are most likely to appear on the Series 7 test and are in the same format as those on the exam.

The questions are straightforward multiple choice questions with four choices and one best answer. Each 125-question practice test is followed by the answer key. After the answer key, each practice exam is repeated with the answers shown and the formulas for the math questions.

There are questions for each topic covered on the Series 7 exam, including regulatory requirements, customer’s profile, customer accounts, business conduct, orders and transactions, ethics, the primary marketplace, the secondary market, economics, analysis, equity securities, debt securities, packaged securities, options, retirement plans, and savings accounts.