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NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice

Author Thomas J. Hine, John K. Brubaker
Publisher Wiley
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25.34 49.95 USD
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Book Details
PublisherWiley
ISBN / ASIN0470126329
ISBN-139780470126325
AvailabilityUsually ships in 24 hours
Sales Rank3,464,666
MarketplaceUnited States 🇺🇸

Description

The right brain guide to NASD compliance for Registered Representatives

This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.