Securities Regulation in a Nutshell (Nutshells)

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

• Securities Litigation and Enforcement in a Nutshell (Nutshells)
• Uniform Commercial Code in a Nutshell (Nutshells)
• The Law of Corporations in a Nutshell (Nutshells)
• Examples & Explanations for Securities Regulation
• Broker-Dealer Regulation in a Nutshell (Nutshells)
• Mergers and Acquisitions in a Nutshell (Nutshells)
• Securities Regulation: Cases and Materials (Aspen Casebook)
• Examples & Explanations: Securities Regulation, Sixth Edition
• Investment Adviser Regulation in a Nutshell (Nutshells)
• Corporate Finance in a Nutshell (Nutshells)