How to Keep From Going Broke with a Broker - A Guide to Opening, Maintaining and Surviving Your Brokerage Account

Have you placed, or are considering placing, your investment assets with a broker? If the answer is ''yes,'' then what do you really know about the broker and the duties and responsibilities associated with this relationship? If the answer is ''not much,'' or ''nothing at all,'' then you are looking at the right book. The author, with over twenty-five years experience inside the brokerage industry and as an attorney representing the rights of investors, takes you inside the broker/client relationship so that you can become an intelligent and informed consumer of brokerage products and services.

You will learn:
· What to look for in choosing a broker
· What to expect from a broker in terms of advice and recommendations
· The types of, and importance of, documents associated with opening and maintaining a brokerage account
· Cautions or red flags which could indicate that something is wrong in your account
· What you can do if you believe you have been the victim of broker misconduct