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Series 66 Textbook (Updated for 2013) (Uniform Combined State Law Exam)

Author Steven Rice, Rueben Martinez
Publisher Empire Stockbroker Training Institute
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Book Details
ISBN / ASINB001CAINDI
ISBN-13978B001CAIND1
Sales Rank3,139,638
MarketplaceUnited States 🇺🇸

Description

***UPDATED FOR 2014*** The Series 66 exam is a combination of the Blue-Sky license (Series 63) and the Investment Advisers exam (Series 65). The Series 66 book covers: Definition of terms, registration requirements (broker-dealers, agents and investment advisers), investment objectives, strategies, regulation of securities, ethics, rule enforcement, fraudulent and prohibited practices. When we first sat down to develop the Empire Stockbroker Training Institute Series 66 exam training book, we had one thing in mind; pass rate. After researching books from all of the other large companies we said to ourselves "we can do better". While most other companies make their books much harder to understand than they have to be, we have developed books that are not only easy to understand, but focused on the material that you need to know with no unnecessary fluff. Each Series 66 book contains all the information you need to pass the Series 66 the first time, exam tips and side notes, chapter exams, 4 weighted practice final exams with detailed explanations, and a glossary of Series 66 exam terms.