Securities Regulation, Selected Statutes, Rules and Forms, 2014

Hazen s Securities Regulation: Selected Statutes, Rules and Forms contains the full text of basic federal securities laws, related Securities and Exchange Commission rules and forms, and other related laws and regulations, including: The Securities Act of 1933 The Securities Exchange Act of 1934 The Sarbanes-Oxley Act of 2002 The Investment Company Act of 1940 The Investment Advisers Act of 1940 Designed primarily as a supplement to securities regulation texts used in law school courses, this title also serves as a handy quick-reference guide for lawyers, securities professionals, and corporate officers.