NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice
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Book Details
Author(s)
Thomas J. Hine, John K. Brubaker
Publisher
Wiley
ISBN / ASIN
0470126329
ISBN-13
9780470126325
Marketplace
Canada 🇨🇦
Description
The right brain guide to NASD compliance for Registered Representatives
This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.
