Wiley Series 10 Exam Review 2014 + Test Bank: The General Securities Sales Supervisor Qualification Examination--General Module

The Wiley Series 10 Exam Review prepares candidates for the General Securities Sales Supervisor Qualification Examination. After passing the Series 10, candidates will be qualified to supervise sales activities in corporate, municipal, and office securities, investment company products, variable contracts, and direct participation programs. This study tool features an online test bank with 67 questions per chapter to aid in preparation for the four-hour test, which includes questions covering FINRA, New York Stock Exchange, Municipal Securities Rule Board, and Securities and Exchange Commission rules.