Do the terms contumacy, federal covered security, and pass-through certificate give you a headache? Do you need to take the Series 63 exam? If you can answer yes to both of these questions, then you ve come to the right place.
Robert Walker, a professional trainer who specializes in the FINRA Series 6, 63, 65, 66, and 7 exams, has written this book for those who are about to brave the Series 63 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor.
This must-have book guides you through the intricacies of the Series 63 exam, while paralleling the NASAA outline. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. The guide includes a review quiz after each chapter, a complete 60-question practice exam, a handy glossary, and a concise review of background information relating to the Series 6 and Series 7 exams.
Once you ve finished this book, you will be able to take the test with confidence!
